Jonathan Vernon Rice

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 06/2006 → 03/2019
  Questar Asset Managment
  Minneapolis, MN
• 12/2006 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 04/2019 → 06/2019
  Unemployed
  Shoreview, MN
• 06/2019 → 06/2024
  Securities America, Inc.
  St Louis Park, MN
• 06/2019 → 06/2024
  Securities America Advisors
  St Louis Park, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  St Louis Park, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  St Louis Park, MN

Previous Registrations

• 2019-06-03 → 2024-06-14
  Securities America Advisors, Inc.
  St Louis Park, MN
• 2014-01-29 → 2019-02-28
  Questar Asset Management, Inc.
  Minneapolis, MN
  Shoreview, MN

Other Businesses

1. Diversified Wealth Management Position: Financial Advisor Nature: Investment Advisory Investment Related: Yes Securities Hours: 200 Trading Hours: 160 Start Date: 12/01/2000 Address: 4501 Minnetonka Blvd St Louis Park MN 55416 2. JVR MANAGEMENT POSITION: Owner NATURE: LLC Scorp is only being used as a tax entity, not a DBA. No business being done here. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 Address: 4501 Minnetonka Blvd St Louis Park MN 55416

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-20
• S63 Uniform Securities Agent State Law Examination
  1999-05-28

Other Names

• Jonathan Rice