Heikki Olavi Rouvinen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → Present
  Lpl Financial, Llc
  White Bear Lake, MN
• 06/2003 → 10/2018
  Deco Catering- Five Deco Llc. Green Mill Restaurants
  Minneapolis, MN

Other Businesses

1. 10/14/2019 - North Oaks Financial Services - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/05/2019 - 40 hrs/mo - 40 hrs during trading. 2. 5/5/2021 - North Oaks Realty, LLC - Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Real Estate Sales Person - Start Date: 4/30/2021 - 10 Hours Per Month/2 Hours During Securities Trading - Residential and commercial real estate sales. 3) 02/04/2025 - North Oaks Wealth Managment - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/28/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2019-07-29
• S63 Uniform Securities Agent State Law Examination
  1999-11-04

Other Names

• Heikki Olavi Rouvinen