Dale Allen Carlson

Current Employers

Employment History

• 05/2011 → 11/2021
  Lake Area Bank
  White Bear Lake, MN
• 11/2014 → 11/2017
  Investment Centers Of America, Inc.
  White Bear Lake, MN
• 11/2017 → Present
  Lpl Financial Llc
  White Bear Lake, MN

Previous Registrations

• 2014-11-24 → 2017-11-29
  Investment Centers Of America, Inc.
  Harris, MN
  Hugo, MN
  Lindstrom, MN
  Stillwater, MN
  White Bear Lake, MN
  Forest Lake, MN
  White Bear Lake, MN
  Appleton, WI
  Shoreview, MN
  Appleton, WI
• 2014-01-21 → 2014-11-24
  Cetera Investment Advisers Llc
  White Bear Lake, MN
• 2014-01-09 → 2014-01-21
  Cetera Investment Services Llc
  White Bear Lake, MN

Other Businesses

1. 3/11/2019 - SBG Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 11/19/2018 - 5 Hours Per Month/1 Hour During Securities Trading - Life, Disability and Long term care. 2. 10/5/2019 - ICAG Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/23/2019 - 3 Hours Per Month During Securities Trading. 3. 11/2/2021 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/19/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 4. 06/04/2026 - North Oaks Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 160 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-12-21

Other Names

• Dale A Carlson