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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Sugar Land | TX | 10/2012 | Present |
| Outside Agents | Jacksonville | FL | 09/2022 | 04/2023 |
| Jpmorgan Chase Bank, N.A. | Sugar Land | TX | 11/2009 | Present |
Entity Name: Crave Cookies Franchisee Investment related: No Address: Location TBD www.cravecookies.com" Nature of the other business: Food & Beverages Position/Title/Relationship: Owner/Partner Start Date: 11/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a cookie shop that I am investing in and my wife will be operating. I do not plan to spend any time at this business but will be involved about 5 hours a week with background operations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-04-23 |
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