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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-11
  • PA RA
    APPROVED
    Since 2026-08-11

Branch Locations

5091 Shaffer Rd, Dubois, PA 15801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fairfax County Public Schools Vienna VA 08/2016 Present
Guardian Planners Dubois PA 06/2025 Present
Cetera Wealth Services, Llc El Segundo CA 06/2025 Present
Cetera Wealth Services, Llc El Segundo CA 05/2024 06/2025
Cetera Investment Advisers Llc Schaumburg IL 10/2025 Present
  • 08/2016 → Present
    Fairfax County Public Schools
    Vienna, VA
  • 06/2025 → Present
    Guardian Planners
    Dubois, PA
  • 06/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2024 → 06/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FAIRFAX COUNTY PUBLIC SCHOOLS; INVESTMENT RELATED: NO; ADDRESS: VIENNA, VA 22181; NATURE OF BUSINESS: TEACHING; START DATE: 08/2016; POSITION/TITLE/RELATIONSHIP: TEACHER; APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: EACH SOCIAL STUDIES TO 11TH AND 12TH GRADE STUDENTS; 2. NAME OF OTHER BUSINESS: GUARDIAN PLANNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: HELPING WITH DAY-TO-DAY BUSINESS AND ADMINISTRATIVE TASKS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-13
  • S66 Uniform Combined State Law Examination
    2025-10-13

View on SEC IAPD

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