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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fairfax County Public Schools | Vienna | VA | 08/2016 | Present |
| Guardian Planners | Dubois | PA | 06/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2024 | 06/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2025 | Present |
1. NAME OF OTHER BUSINESS: FAIRFAX COUNTY PUBLIC SCHOOLS; INVESTMENT RELATED: NO; ADDRESS: VIENNA, VA 22181; NATURE OF BUSINESS: TEACHING; START DATE: 08/2016; POSITION/TITLE/RELATIONSHIP: TEACHER; APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: EACH SOCIAL STUDIES TO 11TH AND 12TH GRADE STUDENTS; 2. NAME OF OTHER BUSINESS: GUARDIAN PLANNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: HELPING WITH DAY-TO-DAY BUSINESS AND ADMINISTRATIVE TASKS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-13 |
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