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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-10
PA RA APPROVED 2025-06-13
  • TX RA
    APPROVED
    Since 2026-02-10
  • PA RA
    APPROVED
    Since 2025-06-13

Branch Locations

150 West Dubois Avenue Suite H, Dubois, PA 15801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msi Financial Services Dubois PA 04/2014 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Dubois PA 03/2017 Present
  • 04/2014 → 03/2017
    Msi Financial Services
    Dubois, PA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Dubois, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-09
S63 Uniform Securities Agent State Law Examination 2018-07-27
  • S65 Uniform Investment Adviser Law Examination
    2025-06-09
  • S63 Uniform Securities Agent State Law Examination
    2018-07-27

View on SEC IAPD

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