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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-13 |
| PA | RA | APPROVED | 2020-09-04 |
Branch Locations
614 Liberty Blvd, Dubois, PA 15801 • United States
800 Philadelphia St Box 220, Indiana, PA 15701 • United States
Reynoldsville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Dubois | PA | 04/2014 | 09/2020 |
| Ameriprise Financial Services, Llc | Dubois | PA | 09/2020 | Present |
Business Ownership; Copper Cabin Farm LLC; None. My Wife intends to own this business solely and I will not have any title or responsibilities.; Livestock sales; 11081 US Route 322, , Reynoldsville, PA, 15851; Not Investment-Related; 03/01/2022; 0 hours per month; 0 during trading hours. Outside Employment; S&T Bank; Financial Advisor - Offering financial planning and investment management services to bank clientele.; ; Liberty Blvd, , DuBois, PA, 15801; Investment-Related; 09/08/2020; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-02 |
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