Regina J Caudill

Eagle Strategies LLC

CRD 3218663

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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2012-03-13

KY RA
APPROVED

Since 2012-03-13

Branch Locations

9300 Shelbyville Road Suite 1250, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Lexington	KY	12/1985	Present
Eagle Strategies Llc	Louisville	KY	03/2012	Present

12/1985 → Present

New York Life Insurance Company

Lexington, KY
03/2012 → Present

Eagle Strategies Llc

Louisville, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-07
S63	Uniform Securities Agent State Law Examination	2001-06-13

S66 Uniform Combined State Law Examination

2012-03-07
S63 Uniform Securities Agent State Law Examination

2001-06-13

Other Names

Regina J Miles
Gina Caudill
Gina Miles

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY

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