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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-08-22 |
Branch Locations
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Price | UT | 04/2024 | Present |
| Wells Fargo Bank, Na | Price | UT | 01/2022 | Present |
| Kleo Kolor | Helper | UT | 03/2024 | Present |
| Carbon Emery Rv | Helper | UT | 07/2021 | 01/2022 |
| The Body Shop At Home | Helper | UT | 06/2020 | 01/2022 |
| Chalk Couture | Helper | UT | 04/2018 | 01/2022 |
| Atlas Towing Service | Battle Mountain | NV | 10/2018 | 02/2020 |
| Initials, Inc. | Battle Mountain | NV | 02/2012 | 11/2018 |
BARBARA J BARNUM REVOCABLE FAMILY TRUST ;INV RELATED; PRICE, UT; ASSISTING MOTHER IN FINANCES;CO- TRUSTEE; START DATE: 06/30/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| BARBARA J BARNUM REVOCABLE FAMILY TRUST ; INV RELATED; PRICE, UT; TRUSTEE/ CO-TRUSTEE; START DATE: 10/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-29 |
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