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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-08-22
  • UT RA
    APPROVED
    Since 2024-08-22

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

180 E Main St, Price, UT 84501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Price UT 04/2024 Present
Wells Fargo Bank, Na Price UT 01/2022 Present
Kleo Kolor Helper UT 03/2024 Present
Carbon Emery Rv Helper UT 07/2021 01/2022
The Body Shop At Home Helper UT 06/2020 01/2022
Chalk Couture Helper UT 04/2018 01/2022
Atlas Towing Service Battle Mountain NV 10/2018 02/2020
Initials, Inc. Battle Mountain NV 02/2012 11/2018
  • 04/2024 → Present
    Price, UT
  • 01/2022 → Present
    Wells Fargo Bank, Na
    Price, UT
  • 03/2024 → Present
    Kleo Kolor
    Helper, UT
  • 07/2021 → 01/2022
    Carbon Emery Rv
    Helper, UT
  • 06/2020 → 01/2022
    The Body Shop At Home
    Helper, UT
  • 04/2018 → 01/2022
    Chalk Couture
    Helper, UT
  • 10/2018 → 02/2020
    Atlas Towing Service
    Battle Mountain, NV
  • 02/2012 → 11/2018
    Initials, Inc.
    Battle Mountain, NV
Other Businesses

BARBARA J BARNUM REVOCABLE FAMILY TRUST ;INV RELATED; PRICE, UT; ASSISTING MOTHER IN FINANCES;CO- TRUSTEE; START DATE: 06/30/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| BARBARA J BARNUM REVOCABLE FAMILY TRUST ; INV RELATED; PRICE, UT; TRUSTEE/ CO-TRUSTEE; START DATE: 10/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-19
S63 Uniform Securities Agent State Law Examination 2024-07-29
  • S65 Uniform Investment Adviser Law Examination
    2024-08-19
  • S63 Uniform Securities Agent State Law Examination
    2024-07-29
Other Names
  • Laura Lee Pilling

View on SEC IAPD

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