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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-09
UT RA APPROVED 2024-08-05
  • TX RA
    APPROVED
    Since 2024-09-09
  • UT RA
    APPROVED
    Since 2024-08-05

Branch Locations

60 E South Temple St, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sandy UT 04/2024 Present
U.S. Bank South Salt Lake UT 07/2023 04/2024
Union Capital Partners Heber City UT 11/2022 05/2023
U.S. Bank Salt Lake City UT 06/2003 07/2022
Unemployed Bluffdale UT 05/2023 07/2023
Unemployed Bluffdale UT 07/2022 11/2022
Bank Of America, N.A. Sandy UT 06/2024 Present
  • 04/2024 → Present
    Sandy, UT
  • 07/2023 → 04/2024
    U.S. Bank
    South Salt Lake, UT
  • 11/2022 → 05/2023
    Union Capital Partners
    Heber City, UT
  • 06/2003 → 07/2022
    U.S. Bank
    Salt Lake City, UT
  • 05/2023 → 07/2023
    Unemployed
    Bluffdale, UT
  • 07/2022 → 11/2022
    Unemployed
    Bluffdale, UT
  • 06/2024 → Present
    Bank Of America, N.A.
    Sandy, UT
Other Businesses

I*2036339, Entity Type, Entity for Profit, Name of OBA: The Ribbonry LLC, Address: Riverton, UT, 84065, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 10/08/2024, No Hours: 1hr/Weekly, No Hours during trading: 0, Duties: The purpose of this entity is for the creation and sale of home decorations online and in person at tradeshows and farmers markets. This will be my wife's business and I will have very limited involvement. I am only listed as a Managing Member of the LLC for banking needs and to help run the business if she needs assistance. My involvement will be less than 1 hour a week in the evenings outside of business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-02
S63 Uniform Securities Agent State Law Examination 2022-10-12
  • S66 Uniform Combined State Law Examination
    2024-08-02
  • S63 Uniform Securities Agent State Law Examination
    2022-10-12
Other Names
  • Adam Logan Elder

View on SEC IAPD

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