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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-07-24 |
| TX | RA | APPROVED | 2010-01-27 |
Branch Locations
5000 Plaza On The Lake # 175, Austin, TX 78746 • United States
Hickory Creek, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Football Officiating | Austin | TX | 01/2001 | Present |
| Knl Investments | Round Rock | TX | 01/2007 | Present |
| Raymond James Financial Services | Austin | TX | 01/2010 | Present |
| Raymond James Financial Services Advisors Inc. | Austin | TX | 01/2010 | Present |
| Not Provided | Ft Worth | TX | 01/2001 | Present |
(1)Name of Business: KNL Investments Address: 1705 S Capital of Texas Hwy Ste 125, Austin, TX, 78746, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner (2)Name of Business: N/A Address: 1172 Sycamore Bend Road, Hickory Creek, TX, 75065, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 04/02/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own 4 rental properties (3)Name of Business: NA Address: Various sites, Ft Worth, TX, 75065, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2001 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sports official
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-24 |
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