Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-07-24
TX RA APPROVED 2010-01-27
  • AZ RA
    APPROVED
    Since 2019-07-24
  • TX RA
    APPROVED
    Since 2010-01-27

Branch Locations

5000 Plaza On The Lake # 175, Austin, TX 78746 • United States

Hickory Creek, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Football Officiating Austin TX 01/2001 Present
Knl Investments Round Rock TX 01/2007 Present
Raymond James Financial Services Austin TX 01/2010 Present
Raymond James Financial Services Advisors Inc. Austin TX 01/2010 Present
Not Provided Ft Worth TX 01/2001 Present
  • 01/2001 → Present
    Football Officiating
    Austin, TX
  • 01/2007 → Present
    Knl Investments
    Round Rock, TX
  • 01/2010 → Present
    Raymond James Financial Services
    Austin, TX
  • 01/2010 → Present
    Austin, TX
  • 01/2001 → Present
    Not Provided
    Ft Worth, TX
Previous Registrations
  • 2009-01-02 → 2010-01-19
    Saint Petersburg, FL
  • 2007-05-04 → 2009-01-02
    Raymond James Financial Services, Inc.
    San Antonio, TX
    Round Rock, TX
    Round Rock, TX
    Bandera, TX
    Round Rock, TX
    Austin, TX
    Edna, TX
    Round Rock, TX
Other Businesses

(1)Name of Business: KNL Investments Address: 1705 S Capital of Texas Hwy Ste 125, Austin, TX, 78746, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner (2)Name of Business: N/A Address: 1172 Sycamore Bend Road, Hickory Creek, TX, 75065, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 04/02/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own 4 rental properties (3)Name of Business: NA Address: Various sites, Ft Worth, TX, 75065, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2001 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sports official

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-25
S63 Uniform Securities Agent State Law Examination 1999-06-24
  • S66 Uniform Combined State Law Examination
    2007-04-25
  • S63 Uniform Securities Agent State Law Examination
    1999-06-24
Other Names
  • Kelly Webb

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Austin, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor