James Howley Sweeney

Current Employers

Employment History

• 04/2009 → Present
  Raymond James Financial Services, Inc.
  Newtown Square, PA
• 04/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Newtown Square, PA
• 12/2009 → Present
  Sweeney Financial Group
  Newtown Square, PA
• 09/2020 → Present
  Sweeney Financial Group
  Newtown Square, PA

Previous Registrations

• 2005-06-22 → 2009-03-31
  Wells Fargo Clearing Services, Llc
  Media, PA
  Media, PA
  Allentown, PA

Other Businesses

(1)Name of Business: Address: 127 Harmil Rd, Broomall, PA, 19008, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: selling fixed life insurance (2)Name of Business: Sweeney Financial Group Address: 3475 W Chester Pike Ste 250, Newtown Square, PA, 19073\n, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC, Hired my daughter as an assistant and needed to create payroll in company name (3)Name of Business: Tower Financial Address: 3475 W Chester Pike Ste 250, Newtown Square, PA, 19073, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/09/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Branch managers DBA for his group of advisors

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-15
• S63 Uniform Securities Agent State Law Examination
  1999-06-24

Other Names

• Jim Sweeney
• James Sweeney