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16 Campus Boulevard Suite 100, Newtown Square, PA 19073-3229 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-03 |
Branch Locations
16 Campus Boulevard Suite 100, Newtown Square, PA 19073-3229 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ridgeworth Distributors Llc | Atlanta | GA | 12/2010 | 06/2017 |
| Ridgeworth Capital Management, Inc. | Atlanta | GA | 12/2010 | 06/2017 |
| Eaton Vance Distributors, Inc | Boston | MA | 09/2017 | 10/2018 |
| Eaton Vance Management | Boston | MA | 09/2017 | 10/2018 |
| Eaton Vance Management | Boston | MA | 10/2018 | 04/2021 |
| Eaton Vance Distributors, Inc. | Boston | MA | 10/2018 | 04/2021 |
| Cohen & Steers Capital Management Inc. | New York | NY | 08/2021 | 07/2022 |
| Cohen & Steers Securities, Llc | New York | NY | 08/2021 | 07/2022 |
| Mml Investors Services, Llc | Newtown Square | PA | 07/2024 | 07/2026 |
| Massmutual Life Insurance Co | Newtown Square | PA | 06/2024 | 07/2026 |
| Retired | Wildwood Crest | NJ | 08/2022 | 06/2024 |
| Unemployed | Winchester | MA | 05/2021 | 07/2021 |
| Newsquare Capital | Newtown Square | PA | 07/2026 | Present |
Name of other business: Naval Academy Athletic Foundation; Is business Investment related: No; Address of other business: 301 King George Street, Annapolis, MD 21402; Nature of other business: Fundraising and support for Navy Athletics; Your position: Trustee; Start date of relationship: 2004; Approx. # of hours /month devote to other business: 5; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: Trustee-voluntary basis, non-compensated. Name of other business: Council of Class Presidents; Is business Investment related: No; Address of other business: 301 King George Street, Annapolis, MD 21402; Nature of other business: Alumni support; Your position: Secretary; Start date of relationship: 2018; Approx. # of hours /month devote to other business: 2; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: coordinate efforts and comms with alumni. Name of other business: US Naval Academy Class of 1993; Is business Investment related: No; Address of other business: 301 King George Street, Annapolis, MD 21402; Nature of other business: Class Support and leadership; Your position: President; Start date of relationship: 2018; Approx. # of hours /month devote to other business: 10; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: represent the class and provide 2 way comms. Independent Insurance Agent; not investment-related; started 10/2024; approximately 2 hours per month, 2 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-01 |
| S65 | Uniform Investment Adviser Law Examination | 1998-05-01 |
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