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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-21
  • FL RA
    APPROVED
    Since 2026-04-21

Branch Locations

4700 Millenia Boulevard Suite 310, Orlando, FL 32839 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Drs Wholesalers Deland FL 12/2013 12/2018
Festiva Development Group Asheville NC 12/2018 01/2020
Silver Lake Resort Kissimmee FL 01/2020 03/2022
Contentsquare Manhattan NY 03/2022 02/2023
Unemployed Deland FL 03/2023 03/2023
Travel And Leisure Daytona Beach FL 04/2023 04/2024
New York Life Insurance Company Maitland FL 05/2024 04/2026
Nylife Securities Llc Maitland FL 07/2024 04/2026
Eagle Strategies Llc Maitland FL 03/2026 04/2026
Lpl Enterprise Llc Orlando FL 04/2026 Present
  • 12/2013 → 12/2018
    Drs Wholesalers
    Deland, FL
  • 12/2018 → 01/2020
    Festiva Development Group
    Asheville, NC
  • 01/2020 → 03/2022
    Silver Lake Resort
    Kissimmee, FL
  • 03/2022 → 02/2023
    Contentsquare
    Manhattan, NY
  • 03/2023 → 03/2023
    Unemployed
    Deland, FL
  • 04/2023 → 04/2024
    Travel And Leisure
    Daytona Beach, FL
  • 05/2024 → 04/2026
    New York Life Insurance Company
    Maitland, FL
  • 07/2024 → 04/2026
    Nylife Securities Llc
    Maitland, FL
  • 03/2026 → 04/2026
    Maitland, FL
  • 04/2026 → Present
    Orlando, FL
Previous Registrations
Other Businesses

1. 4/9/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - DeLand FL - OBA Start date: 04/07/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 4/9/2026 - DOUGLAS SZOKA N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - DeLand FL - OBA Start date: 04/07/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 4/9/2026 - Kilo Maui LLC - Business Owner - Not INV REL - Lake Lure NC - OBA Start date: 01/31/2025 - 0 Hour(s)/Month - 0 Hour(s) During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-18
S63 Uniform Securities Agent State Law Examination 2024-09-30
  • S65 Uniform Investment Adviser Law Examination
    2026-03-18
  • S63 Uniform Securities Agent State Law Examination
    2024-09-30
Other Names
  • Douglas Szoka

View on SEC IAPD

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