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Maxwell H King

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 7909763

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-25
  • AZ RA
    APPROVED
    Since 2026-03-25

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Phoenix AZ 06/2024 08/2024
Charles Schwab & Co, Inc Phoenix AZ 07/2025 Present
Unemployed Phoenix AZ 07/2015 10/2021
Whole Foods Madison WI 05/2023 04/2024
Uw-Madion's Center For Teaching Madison WI 10/2021 05/2025
  • 06/2024 → 08/2024
    Charles Schwab
    Phoenix, AZ
  • 07/2025 → Present
    Charles Schwab & Co, Inc
    Phoenix, AZ
  • 07/2015 → 10/2021
    Unemployed
    Phoenix, AZ
  • 05/2023 → 04/2024
    Whole Foods
    Madison, WI
  • 10/2021 → 05/2025
    Uw-Madion's Center For Teaching
    Madison, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-23
  • S66 Uniform Combined State Law Examination
    2026-03-23

View on SEC IAPD

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