Best Investors Account Sign in

Alexa Tenpenny

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 7909483

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-22
  • AZ RA
    APPROVED
    Since 2025-07-22

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cbcb Sports Bar Scottsdale AZ 07/2019 10/2025
Charles Schwab Phoenix AZ 06/2024 08/2024
Full Time Education Scottsdale AZ 04/2015 06/2019
Charles Schwab & Co., Inc. Phoenix AZ 04/2025 Present
Charles Schwab Bank, Ssb Phoenix AZ 07/2026 Present
  • 07/2019 → 10/2025
    Cbcb Sports Bar
    Scottsdale, AZ
  • 06/2024 → 08/2024
    Charles Schwab
    Phoenix, AZ
  • 04/2015 → 06/2019
    Full Time Education
    Scottsdale, AZ
  • 04/2025 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 07/2026 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-18
  • S66 Uniform Combined State Law Examination
    2025-07-18
Other Names
  • Alexa Kimberly Tenpenny

View on SEC IAPD

Nearby Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.

Nearby Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton

Nearby Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ

More in Phoenix, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor