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Grace Ann Hardison

Wells Fargo Clearing Services, LLC

Birmingham, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-07-19
  • AL RA
    APPROVED
    Since 2024-07-19

Branch Locations

2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Birmingham AL 04/2024 Present
Ernst & Young Birmingham AL 08/2014 04/2024
Other Businesses

CPA LICENSE, NOT INVT RELATED, BIRMINGHAM, AL, START DATE 6/1/2014, 0 HRS PER MONTH AND DURING TRADING, MAINTAIN LICENSE FOR CONTINUING EDUCATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-19
  • S66 Uniform Combined State Law Examination
    2024-07-19
Other Names
  • Grace Ann Hollis
  • Grace Hardison

View on SEC IAPD

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THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
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CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
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