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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-05-16 |
| TX | RA | APPROVED | 2022-05-06 |
Branch Locations
412 Georgia Ave Ste 215, Chattanooga, TN 37403 • United States
Cleveland, TN • United States
Charleton, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward D. Jones & Co., L.P. | Decatur | TN | 04/1999 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Chattanooga | TN | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-25 |
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