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Amy Nicole Brown

Tradewinds Capital Management, LLC

Bellingham, WA

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Current Employers
Tradewinds Capital Management, Llc

2211 Rimland Drive Suite 401, Bellingham, WA 98226 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-08-29
  • WA RA
    APPROVED
    Since 2024-08-29

Branch Locations

2211 Rimland Drive Suite 401, Bellingham, WA 98226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alaska Airlines Seatac WA 04/2017 11/2024
Harris Avenue Cafe Bellingham WA 01/2023 12/2023
Tradewinds Capital Management, Llc Bellingham WA 08/2024 Present
Keller Williams Realty Seattle WA 10/2020 10/2022
Vail Ridge Capital Bellingham WA 05/2024 07/2024
Unemployed Seatac WA 05/2015 03/2017
  • 04/2017 → 11/2024
    Alaska Airlines
    Seatac, WA
  • 01/2023 → 12/2023
    Harris Avenue Cafe
    Bellingham, WA
  • 08/2024 → Present
    Tradewinds Capital Management, Llc
    Bellingham, WA
  • 10/2020 → 10/2022
    Keller Williams Realty
    Seattle, WA
  • 05/2024 → 07/2024
    Vail Ridge Capital
    Bellingham, WA
  • 05/2015 → 03/2017
    Unemployed
    Seatac, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-08
  • S65 Uniform Investment Adviser Law Examination
    2024-05-08
Other Names
  • Amy Nicole Nye

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · BELLINGHAM, WA
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GOODRICH & ASSOCIATES, LLC · BELLINGHAM, WA
GOODRICH & ASSOCIATES, LLC · BELLINGHAM, WA
D.A. DAVIDSON & CO. · BELLINGHAM, WA
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bellingham, WA
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