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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-25
  • TX RA
    APPROVED
    Since 2024-07-25

Branch Locations

821 Sw Alsbury Blvd Unit E, Burleson, TX 76028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Enhabit Home Health Burleson TX 01/2018 12/2024
Self Employed Arlington TX 02/2016 01/2018
Lpl Financial Mansfield TX 04/2024 Present
  • 01/2018 → 12/2024
    Enhabit Home Health
    Burleson, TX
  • 02/2016 → 01/2018
    Self Employed
    Arlington, TX
  • 04/2024 → Present
    Lpl Financial
    Mansfield, TX
Other Businesses

1. 04/10/2024- Simmons Financial Services, LLC- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel 2. 04/10/2024- Enhabit Home Health & Hospice- Outside/W-2 Employment- TX 76063- Non Inv Rel- 16 hrs per mnth- 1 hr during trading- start date 03/27/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-25
  • S66 Uniform Combined State Law Examination
    2024-07-25
Other Names
  • Joseph Toye
  • Joe Toye

View on SEC IAPD

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