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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-09
  • TX RA
    APPROVED
    Since 2025-07-09

Branch Locations

295 E Renfro St #300, Burleson, TX 76028 • United States

2435 N. Central Expressway Suite 1200, Richardson, TX 75080 • United States

Lane Plan, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2008 07/2025
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2008 07/2025
Renfro Financial, Inc Plano TX 11/1997 Present
Cetera Wealth Services, Llc El Segundo CA 07/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2025 Present
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: RENFRO FINANCIAL, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA START DATE: 11/1997 POSITION/TITLE/RELATIONSHIP: PRESIDENT AND FOUNDER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ALL OBAS ARE UNDER RENFRO FINANCIAL, INC. SECURITIES, FINANCIAL SERVICES, FINANCIAL PLANNING AND INSURANCE 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/1994 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-14
S63 Uniform Securities Agent State Law Examination 1997-09-19
  • S65 Uniform Investment Adviser Law Examination
    1999-04-14
  • S63 Uniform Securities Agent State Law Examination
    1997-09-19
Other Names
  • Chad Renfro

View on SEC IAPD

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