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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Full Time Education | Tempe | AZ | 05/2014 | 05/2024 |
| Charles Schwab & Co., Inc | Phoenix | AZ | 05/2024 | Present |
| Charles Schwab Bank | Phoenix | AZ | 06/2026 | Present |
1) Ray the DJ LLC | Investment Related:No|890 W Elliot Rd Suite 101|Gilbert|AZ|85233|US|Entertainment Venues/Theaters|Audio and Visual Technician |2/22/2026|Less than 20|0|responsibilities include DJing, set up/ tear down audio and visual equipment, for weddings and private parties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-19 |
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