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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-03
NJ RA APPROVED 2024-09-16
  • TX RA
    APPROVED
    Since 2024-10-03
  • NJ RA
    APPROVED
    Since 2024-09-16

Branch Locations

1415 Hooper Ave, Toms River, NJ 08753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Payment Services Howell NJ 04/2023 06/2024
Ltc Ally Lakewood NJ 11/2022 04/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2024 07/2024
Northwestern Mutual Investment Services Llc Wall Township NJ 05/2024 07/2024
Beth Medrash Govoha Lakewood NJ 01/2020 04/2023
Yeshivas Mir Yerushalayim Brooklyn NY 01/2017 01/2020
Yeshiva Shaar Hatorah-Grodno Queens NY 01/2012 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Toms River NJ 08/2024 Present
Fairlaigh Dickenson University Teaneck NJ 01/2017 12/2019
Bank Of America, N.A. Toms River NJ 09/2024 Present
  • 04/2023 → 06/2024
    Fidelity Payment Services
    Howell, NJ
  • 11/2022 → 04/2023
    Ltc Ally
    Lakewood, NJ
  • 05/2024 → 07/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2024 → 07/2024
    Northwestern Mutual Investment Services Llc
    Wall Township, NJ
  • 01/2020 → 04/2023
    Beth Medrash Govoha
    Lakewood, NJ
  • 01/2017 → 01/2020
    Yeshivas Mir Yerushalayim
    Brooklyn, NY
  • 01/2012 → 01/2017
    Yeshiva Shaar Hatorah-Grodno
    Queens, NY
  • 08/2024 → Present
    Toms River, NJ
  • 01/2017 → 12/2019
    Fairlaigh Dickenson University
    Teaneck, NJ
  • 09/2024 → Present
    Bank Of America, N.A.
    Toms River, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-18
S63 Uniform Securities Agent State Law Examination 2024-06-06
  • S66 Uniform Combined State Law Examination
    2024-06-18
  • S63 Uniform Securities Agent State Law Examination
    2024-06-06
Other Names
  • Yaakov Krumbein

View on SEC IAPD

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