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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-09 |
Branch Locations
111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc. | New York | NY | 05/2024 | 09/2024 |
| Myle | Ridgefield | NJ | 02/2021 | 06/2023 |
| Oliver James | New York | NY | 01/2022 | 04/2024 |
| Gefco | Dubai | 12/2019 | 06/2021 | |
| Alzheimer's Association | Beachwood | OH | 08/2019 | 12/2019 |
| John Carroll University | University Heights | OH | 09/2015 | 12/2019 |
| Nylife Securities Llc | Austin | TX | 10/2024 | 08/2025 |
| New York Life Insurance Company | Austin | TX | 09/2024 | 08/2025 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 08/2025 | Present |
| Wells Fargo Bank, Na | Austin | TX | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2024-01-22 |
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