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John Carl Pferdner

Raymond James & Associates, Inc.

Cottonwood Heights, UT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-10
UT RA APPROVED 2023-05-10
  • TX RA
    APPROVED
    Since 2023-05-10
  • UT RA
    APPROVED
    Since 2023-05-10

Branch Locations

2750 E. Cottonwood Parkway, #520, Cottonwood Heights, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Salt Lake City UT 08/2006 05/2023
Raymond James & Associates, Inc. Salt Lake City UT 05/2023 Present
Drone Landscape Photography Sandy UT 05/2025 Present
Previous Registrations
  • 2006-08-12 → 2023-05-22
    Ubs Financial Services Inc.
    Salt Lake City, UT
    Salt Lake City, UT
  • 2003-12-18 → 2006-08-12
    Piper Sandler & Co.
    Salt Lake City, UT
    Salt Lake City, UT
  • 2003-06-26 → 2003-11-21
    Ameriprise Advisor Services, Inc.
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-04
S63 Uniform Securities Agent State Law Examination 1999-06-24
  • S65 Uniform Investment Adviser Law Examination
    2001-09-04
  • S63 Uniform Securities Agent State Law Examination
    1999-06-24
Designations

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Cottonwood Heights, UT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COTTONWOOD HEIGHTS , UT
LIDO · Cottonwood Heights, UT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COTTONWOOD HEIGHTS, UT
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PRIME CAPITAL FINANCIAL · Cottonwood Heights, UT
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