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John Carl Pferdner

Raymond James & Associates, Inc.

Cottonwood Heights, UT

CRD 3217694

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-10
UT RA APPROVED 2023-05-10
  • TX RA
    APPROVED
    Since 2023-05-10
  • UT RA
    APPROVED
    Since 2023-05-10

Branch Locations

2750 E. Cottonwood Parkway, #520, Cottonwood Heights, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Salt Lake City UT 08/2006 05/2023
Raymond James & Associates, Inc. Salt Lake City UT 05/2023 Present
Drone Landscape Photography Sandy UT 05/2025 Present
Previous Registrations
  • 2006-08-12 → 2023-05-22
    Ubs Financial Services Inc.
    Salt Lake City, UT
    Salt Lake City, UT
  • 2003-12-18 → 2006-08-12
    Piper Sandler & Co.
    Salt Lake City, UT
    Salt Lake City, UT
  • 2003-06-26 → 2003-11-21
    Ameriprise Advisor Services, Inc.
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-04
S63 Uniform Securities Agent State Law Examination 1999-06-24
  • S65 Uniform Investment Adviser Law Examination
    2001-09-04
  • S63 Uniform Securities Agent State Law Examination
    1999-06-24
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LIDO
LPL FINANCIAL LLC

Nearby Investors

Peter Kelson
STAN JOSEPH GOODELL
Jeremy David Miller

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · Cottonwood Heights, UT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COTTONWOOD HEIGHTS , UT
LIDO · Cottonwood Heights, UT

More in Cottonwood Heights, UT

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