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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Wenatchee | WA | 04/2024 | 11/2024 |
| Wells Fargo Bank, Na | Wenatchee | WA | 03/2018 | 09/2025 |
| Chase Bank | Wenatchee | WA | 12/2014 | 02/2018 |
| La Mexicana Supermarket | Wenatchee | WA | 07/2014 | 05/2019 |
| U.S. Bank | Wenatchee | WA | 09/2025 | Present |
| U.S. Bancorp Investments, Inc. | Wenatchee | WA | 09/2025 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Wenatchee | WA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-15 |
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