Best Investors Account Sign in

Brendan Ames

Rbc Capital Markets, LLC

Cheyenne, WY

Cheyenne, WY

CRD 7902408

Claim This Profile
Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-28
WY RA APPROVED 2024-08-14
  • TX RA
    APPROVED
    Since 2024-08-28
  • WY RA
    APPROVED
    Since 2024-08-14

Branch Locations

200 West 17Th Street Suite 100, Cheyenne, WY 82001-4595 • United States

Cheyenne, WY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Cheyenne WY 04/2024 Present
Nuovore Denver CO 04/2022 03/2024
U.S. Senate Cheyenne WY 02/2021 04/2022
City Of Cheyenne Cheyenne WY 01/2019 02/2021
Coldwell Banker - The Property Exchange Cheyenne WY 05/2015 12/2018
  • 04/2024 → Present
    Rbc Capital Markets, Llc
    Cheyenne, WY
  • 04/2022 → 03/2024
    Nuovore
    Denver, CO
  • 02/2021 → 04/2022
    U.S. Senate
    Cheyenne, WY
  • 01/2019 → 02/2021
    City Of Cheyenne
    Cheyenne, WY
  • 05/2015 → 12/2018
    Coldwell Banker - The Property Exchange
    Cheyenne, WY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-14
  • S66 Uniform Combined State Law Examination
    2024-08-14

View on SEC IAPD

Nearby Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
FIRST COMMAND ADVISORY SERVICES

Nearby Investors

Brian Douglas Eilers
JESS WHALEN JENSEN-RYAN
CHERIE LYNN PRZYMUS

Nearby Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CHEYENNE, WY
LPL FINANCIAL LLC · CHEYENNE, WY
FIRST COMMAND ADVISORY SERVICES · Cheyenne, WY

More in Cheyenne, WY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor