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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-25 |
| WY | RA | APPROVED | 2018-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | Cheyenne | WY | 04/2016 | 12/2017 |
| First Allied Advisory Services, Inc | Cheyenne | WY | 04/2016 | 12/2017 |
| Raymond James Financial Services, Inc. | Cheyenne | WY | 01/2018 | Present |
| Raymond James Financial Services Advisors Inc. | Cheyenne | WY | 01/2018 | Present |
| Clc Inc. | Cheyenne | WY | 03/2018 | 10/2018 |
| Laramie County Community College | Laramir | WY | 04/2021 | Present |
| The Compass Wealth Group | Cheyenne | WY | 01/2018 | Present |
(1)Name of Business: Daddy and Daughter Do LLC Address: 7503 Max Court\n, Cheyenne, WY, 82009, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/25/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As of now it is a blog, Instagram, and youtube channel about my family's journey through surrogacy and parenthood. I just created the webpage daddyanddaughterdo.com today and it is likely only to be visited by friends and family but I would like the option to have it become more of a business if there is interest. I will not include any references to my work at raymond james and will not provide any financial advice. I am responsible for creating and posting content and all business activities. (2)Name of Business: Laramie County Community College Address: 1400 East College Drive, Cheyenne, WY, 82007, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 04/22/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: No set name just my rental Address: 7503 Max Ct, Cheyenne, WY, 82009, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I kept my prior home as a rental. (4)Name of Business: The Compass Wealth Group Address: 5920 Yellowstone Rd Ste 3, Cheyenne, WY, 82009, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/02/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FA at the branch
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-14 |
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