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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-06-26 |
| TX | RA | APPROVED_RES | 2017-11-29 |
| WY | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Cheyenne | WY | 01/2009 | 11/2017 |
| Lpl Financial Llc | Cheyenne | WY | 11/2017 | Present |
| Ica Group Wealth Management, Llc | Cheyenne | WY | 03/2022 | 06/2024 |
1. 03/21/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 03/06/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Life. 2. 4/5/2018 - Insource - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/26/2018 - 4 Hours Per Month/0 Hours During Securities Trading - Life, Fixed Annuity and Fixed Indexed Annuity. 3. 11/5/2020 - ICAG Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/01/2020 - 2 Hours Per Month/0 Hours During Securities Trading. 4) 05/23/2025 - Crump, Axford Senior Marketing - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date- 05/01/2025 - 4Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-30 |
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