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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-18 |
| PA | RA | APPROVED | 2024-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cosmic 7 | Irwin | PA | 03/2013 | 05/2017 |
| Mindflow | Murrysville | PA | 05/2017 | Present |
| New York Life Insurance | Pittsburgh | PA | 07/2022 | 01/2023 |
| Nylife Securities Llc | Pittsburgh | PA | 10/2022 | 01/2023 |
| Iron Point Financial | Grove City | PA | 02/2023 | 09/2024 |
| Cetera Advisor Networks | St Cloud | MN | 02/2023 | 09/2024 |
| Vicus Capital, Inc | State College | PA | 05/2023 | 09/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greensburg | PA | 09/2024 | Present |
| University Of The Cumberlands | Williamsburg | KY | 08/2021 | 08/2023 |
| Bank Of America, N.A. | Greensburg | PA | 11/2024 | Present |
I*: 2041266 Name of the other business: Mindflow LLC Whether the business if investment related: Not investment related. Address of the other business: Murrysville, PA 15668 Nature of the other business: Wellness and Holistic Education Position: Instructor - Teach Meditation and Mindfulness to individuals and groups. Title: Instructor/Teacher Start: 05/2017 Approximate Hours per month: 15-20 During securities hours: 0 Describe duties: Teach Meditation and Mindfulness to individuals and groups.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-16 |
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