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Shannon Mai Spisak

Osaic Institutions, Inc.

Greensburg, PA

Greensburg, PA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-10-14
  • PA RA
    APPROVED
    Since 2015-10-14

Branch Locations

111 South Main Street, Greensburg, PA 15601 • United States

4000 Hempfield Plaza Blvd., Suite 901, Greensburg, PA 15601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments Inc Meriden CT 10/2015 Present
First Commonwealth Greensburg PA 03/2011 Present
  • 10/2015 → Present
    Infinex Investments Inc
    Meriden, CT
  • 03/2011 → Present
    First Commonwealth
    Greensburg, PA
Previous Registrations
  • 2011-03-10 → 2015-10-16
    Essex National Securities, Llc
    Greensburg, PA
    Murrysville, PA
    Greensburg, PA
    Youngwood, PA
    Central City, PA
    Johnstown, PA
    Greensburgh, PA
    Greensburg, PA
    Hunker, PA
Other Businesses

1.) First Commonwealth Bank Trust Division. Yes, investment related. Approx 8 hours per month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-10
  • S66 Uniform Combined State Law Examination
    2010-12-10
Other Names
  • Shannon Spisak
  • Shannon Mai Spisak
  • Shannon Mai Palmer

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
CITIZENS SECURITIES, INC.
EDWARD JONES
THOR FINANCIAL TECHNOLOGIES

Other Investors

Michael Fetterolf
Anita Buerkle
SUZANNE JEAN KERLIN WARD
ARNOLD MATHEW TOTTER
MARK JOSEPH VULCAN
KELLY LYNN PERRY
Donna Marie Bailey
KIRK MATTHEW PERRY

Other Offices

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · GREENSBURG, PA
ELLE INVESTMENT GROUP LLC · GREENSBURG, PA
PFS INVESTMENTS INC. · GREENSBURG, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Greensburg, PA
THRIVENT INVESTMENT MANAGEMENT INC. · GREEENSBURG, PA
CITIZENS SECURITIES, INC. · GREENSBURG, PA
EDWARD JONES · GREENSBURG, PA
THOR FINANCIAL TECHNOLOGIES · GREENSBURG, PA

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