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Denis C Nash

Ameriprise Financial Services, LLC

Tallahassee, FL

Tallahassee, FL

CRD 3217322

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1999-04-30
  • FL RA
    APPROVED
    Since 1999-04-30

Branch Locations

1382 A Timberlane Rd, Tallahassee, FL 32312 • United States

Tallahassee, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tallahassee FL 09/2005 03/2020
Ameriprise Financial Services, Llc Tallahassee FL 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-10
  • S63 Uniform Securities Agent State Law Examination
    1999-05-10

View on SEC IAPD

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Nearby Investors

TYLER JAMESON HUSTON
GEORGE DAVIS AVANT
NATHAN WAYNE SIMMONS

Nearby Offices

MML INVESTORS SERVICES, LLC · TALLAHASSEE, FL
RED HILLS CAPITAL, LLC · TALLAHASSEE, FL
LPL ENTERPRISE, LLC · TALLAHASSEE, FL

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