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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05

Branch Locations

420 N Seminary St, Galesburg, IL 61401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Action Tax Llc Galesburg IL 01/2023 Present
Galesburg Public Library Galesburg IL 08/2021 04/2023
Unemployed Galesburg IL 06/2017 08/2021
Art Institute Of Chicago Chicago IL 01/2007 07/2017
Avantax Investment Services Inc. Dallas TX 04/2024 09/2025
Avantax Advisory Services Dallas TX 04/2024 09/2025
Cetera Wealth Services, Llc Galesburg IL 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2023 → Present
    Action Tax Llc
    Galesburg, IL
  • 08/2021 → 04/2023
    Galesburg Public Library
    Galesburg, IL
  • 06/2017 → 08/2021
    Unemployed
    Galesburg, IL
  • 01/2007 → 07/2017
    Art Institute Of Chicago
    Chicago, IL
  • 04/2024 → 09/2025
    Avantax Investment Services Inc.
    Dallas, TX
  • 04/2024 → 09/2025
    Avantax Advisory Services
    Dallas, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Galesburg, IL
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-08-17 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Galesburg, IL
Other Businesses

1. ACTION TAX LLC POSITION: Tax return preparation NATURE: EA, Bookkeeping, and tax services. Provide advice and guidance on all of the above services to businesses and individual clients.? INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2023 ADDRESS: 420 N. Seminary, Galesburg IL 61401, United States DESCRIPTION: Provide guidance and tax planning advice to clients. Tax preparation and filing for clients. Answer tax related inquiries; 2. NAME OF OTHER BUSINESS: TRAVIS DOWNS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SMALL BUSINESS COACHING; START DATE: 8/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: CONSULTING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-16
  • S66 Uniform Combined State Law Examination
    2024-08-16

View on SEC IAPD

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