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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Action Tax Llc | Galesburg | IL | 01/2023 | Present |
| Galesburg Public Library | Galesburg | IL | 08/2021 | 04/2023 |
| Unemployed | Galesburg | IL | 06/2017 | 08/2021 |
| Art Institute Of Chicago | Chicago | IL | 01/2007 | 07/2017 |
| Avantax Investment Services Inc. | Dallas | TX | 04/2024 | 09/2025 |
| Avantax Advisory Services | Dallas | TX | 04/2024 | 09/2025 |
| Cetera Wealth Services, Llc | Galesburg | IL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1. ACTION TAX LLC POSITION: Tax return preparation NATURE: EA, Bookkeeping, and tax services. Provide advice and guidance on all of the above services to businesses and individual clients.? INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2023 ADDRESS: 420 N. Seminary, Galesburg IL 61401, United States DESCRIPTION: Provide guidance and tax planning advice to clients. Tax preparation and filing for clients. Answer tax related inquiries; 2. NAME OF OTHER BUSINESS: TRAVIS DOWNS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SMALL BUSINESS COACHING; START DATE: 8/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: CONSULTING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-16 |
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