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Helena Zhu Dempsey

Empirical Wealth Management

Seattle, WA

Bellevue, WA

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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-04-08
  • WA RA
    APPROVED
    Since 2024-04-08

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

11100 Ne 8Th Street Suite 820, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornell University Ithaca NY 08/2013 05/2017
The Brattle Group Boston MA 07/2017 12/2018
Automotus Los Angeles CA 03/2021 06/2021
Amazon Seattle WA 06/2021 09/2021
Ucla Anderson School Of Management Los Angeles CA 08/2020 06/2022
The Brattle Group San Francisco CA 01/2019 07/2020
Amazon Los Angeles CA 08/2022 05/2023
Not Employed Goleta CA 05/2023 01/2024
Empirical Wealth Management Bellevue WA 01/2024 Present
  • 08/2013 → 05/2017
    Cornell University
    Ithaca, NY
  • 07/2017 → 12/2018
    The Brattle Group
    Boston, MA
  • 03/2021 → 06/2021
    Automotus
    Los Angeles, CA
  • 06/2021 → 09/2021
    Amazon
    Seattle, WA
  • 08/2020 → 06/2022
    Ucla Anderson School Of Management
    Los Angeles, CA
  • 01/2019 → 07/2020
    The Brattle Group
    San Francisco, CA
  • 08/2022 → 05/2023
    Amazon
    Los Angeles, CA
  • 05/2023 → 01/2024
    Not Employed
    Goleta, CA
  • 01/2024 → Present
    Empirical Wealth Management
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-04
  • S65 Uniform Investment Adviser Law Examination
    2024-04-04
Other Names
  • Helena Liu Zhu

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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