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Sara C Southwick

Raymond James & Associates, Inc.

Louisville, KY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-11
  • KY RA
    APPROVED
    Since 2025-03-11

Branch Locations

4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Louisville KY 04/2024 11/2024
Raymond James & Associates, Inc. Louisville KY 11/2024 Present
Ambition Fitness Louisville KY 03/2023 04/2024
The Pnc Financial Services Group, Inc Louisville KY 08/2016 04/2024
Feeders Supply Company Llc Louisville KY 08/2008 03/2018
  • 04/2024 → 11/2024
    Raymond James & Associates, Inc.
    Louisville, KY
  • 11/2024 → Present
    Raymond James & Associates, Inc.
    Louisville, KY
  • 03/2023 → 04/2024
    Ambition Fitness
    Louisville, KY
  • 08/2016 → 04/2024
    The Pnc Financial Services Group, Inc
    Louisville, KY
  • 08/2008 → 03/2018
    Feeders Supply Company Llc
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-10
  • S66 Uniform Combined State Law Examination
    2025-03-10

View on SEC IAPD

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