Best Investors Account Sign in

Jon Halvor Richards

Rbc Capital Markets, LLC

Madison, WI

Verona, WI

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-25
WI RA APPROVED 2025-02-20
  • TX RA
    APPROVED
    Since 2025-02-25
  • WI RA
    APPROVED
    Since 2025-02-20

Branch Locations

10 E. Doty Street, Ste 1000, Madison, WI 53703 • United States

Verona, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Wealth Management Madison WI 04/2024 Present
Maplelag Resort Callaway MN 09/2023 02/2024
Agcountry Farm Credit Services Fargo ND 01/2023 08/2023
Maplelag Resort Callaway MN 05/2022 12/2022
Austin Bruins Austin MN 06/2016 07/2017
Rensselaer Polytechnic Institute Troy NY 08/2017 05/2018
University Of Wisconsin-Eau Claire Eau Claire MN 06/2018 04/2022
  • 04/2024 → Present
    Rbc Wealth Management
    Madison, WI
  • 09/2023 → 02/2024
    Maplelag Resort
    Callaway, MN
  • 01/2023 → 08/2023
    Agcountry Farm Credit Services
    Fargo, ND
  • 05/2022 → 12/2022
    Maplelag Resort
    Callaway, MN
  • 06/2016 → 07/2017
    Austin Bruins
    Austin, MN
  • 08/2017 → 05/2018
    Rensselaer Polytechnic Institute
    Troy, NY
  • 06/2018 → 04/2022
    University Of Wisconsin-Eau Claire
    Eau Claire, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-20
  • S66 Uniform Combined State Law Examination
    2025-02-20

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
LPL ENTERPRISE, LLC
CLF ASSET MANAGEMENT, INC.
EAGLE STRATEGIES LLC
VALMARK ADVISERS, INC.
GREENPOINT ASSET MANAGEMENT V LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ASSOCIATED INVESTMENT SERVICES, INC.

Other Investors

KRISTY LYNN REED
Gavin Wishart
SEAN STEPHEN WAYNE
TRAVIS RICHARD HEISER
MICHAEL DONALD GANT
Renee Elizabeth Lucas
ORSAN M KHARBUSH
Matthew Miller

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
LPL ENTERPRISE, LLC · MADISON, WI
CLF ASSET MANAGEMENT, INC. · MADISON, WI
EAGLE STRATEGIES LLC · MADISON, WI
VALMARK ADVISERS, INC. · Madison, WI
GREENPOINT ASSET MANAGEMENT V LLC · MADISON, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MADISON, WI

More in Madison, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor