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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| De Smet | Saint Louis | MO | 08/2016 | 05/2020 |
| Clayton Valet | Clayton | MO | 05/2019 | 08/2022 |
| Ahlheim And Dorsey | Saint Charles | MO | 03/2022 | 05/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2024 | 01/2025 |
| Northwestern Mutual Investment Services Llc | Clayton | MO | 10/2024 | 01/2025 |
| Stifel | St. Louis | MO | 05/2025 | Present |
| Uber | St. Louis | MO | 01/2025 | Present |
1. Uber; 1455 Market St #400 San Francisco CA 94103; Driving/Delivery service; Delivery Driver; deliver food; 03/03/2025; 4 hrs/month; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-04 |
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