Sean Michael Paton

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2024 → 10/2025
  Northeast Financial Network
  Roslyn, NY
• 07/2023 → 03/2024
  Tocqueville Asset Management
  New York, NY
• 10/2022 → 07/2023
  Unemployed
  Huntington, NY
• 04/2022 → 10/2022
  Premier Lacrosse League
  New York, NY
• 01/2021 → 05/2022
  Hofstra University - Frank G. Zarb School Of Business
  Hempstead, NY
• 08/2019 → 05/2021
  Hofstra University - Frank G. Zarb School Of Business
  Hempstead, NY
• 08/2017 → 05/2019
  Mount St. Mary's University
  Emmitsburg, MD
• 08/2013 → 06/2017
  Chaminade High School
  Mineola, NY
• 10/2025 → Present
  Guardian Life Insurance
  Roslyn, NY
• 10/2025 → Present
  Park Avenue Securities
  Roslyn, NY

Other Businesses

1) Checkmate Lacrosse Club Coach; Coach for a travel lacrosse program on Long Island, Start date: 03/05/2023, Address: 225 Cambridge Ave Garden City, NY 11530, 5 total hours per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation,

Exams

• S66 Uniform Combined State Law Examination
  2025-10-15