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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-07-29
MD RA APPROVED 2026-06-18
GA RA APPROVED 2026-02-12
MA RA APPROVED 2026-02-11
LA RA APPROVED 2026-02-03
ME RA APPROVED 2026-02-03
IN RA APPROVED 2025-12-17
FL RA APPROVED 2025-12-01
NY RA APPROVED 2025-10-23
  • VA RA
    APPROVED
    Since 2026-07-29
  • MD RA
    APPROVED
    Since 2026-06-18
  • GA RA
    APPROVED
    Since 2026-02-12
  • MA RA
    APPROVED
    Since 2026-02-11
  • LA RA
    APPROVED
    Since 2026-02-03
  • ME RA
    APPROVED
    Since 2026-02-03
  • IN RA
    APPROVED
    Since 2025-12-17
  • FL RA
    APPROVED
    Since 2025-12-01
  • NY RA
    APPROVED
    Since 2025-10-23

Branch Locations

17 Lumber Road Suite 11, Roslyn, NY 11576 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Financial Network Roslyn NY 03/2024 10/2025
Tocqueville Asset Management New York NY 07/2023 03/2024
Unemployed Huntington NY 10/2022 07/2023
Premier Lacrosse League New York NY 04/2022 10/2022
Hofstra University - Frank G. Zarb School Of Business Hempstead NY 01/2021 05/2022
Hofstra University - Frank G. Zarb School Of Business Hempstead NY 08/2019 05/2021
Mount St. Mary's University Emmitsburg MD 08/2017 05/2019
Chaminade High School Mineola NY 08/2013 06/2017
Guardian Life Insurance Roslyn NY 10/2025 Present
Park Avenue Securities Roslyn NY 10/2025 Present
  • 03/2024 → 10/2025
    Northeast Financial Network
    Roslyn, NY
  • 07/2023 → 03/2024
    Tocqueville Asset Management
    New York, NY
  • 10/2022 → 07/2023
    Unemployed
    Huntington, NY
  • 04/2022 → 10/2022
    Premier Lacrosse League
    New York, NY
  • 01/2021 → 05/2022
    Hofstra University - Frank G. Zarb School Of Business
    Hempstead, NY
  • 08/2019 → 05/2021
    Hofstra University - Frank G. Zarb School Of Business
    Hempstead, NY
  • 08/2017 → 05/2019
    Mount St. Mary's University
    Emmitsburg, MD
  • 08/2013 → 06/2017
    Chaminade High School
    Mineola, NY
  • 10/2025 → Present
    Guardian Life Insurance
    Roslyn, NY
  • 10/2025 → Present
    Park Avenue Securities
    Roslyn, NY
Other Businesses

1) Checkmate Lacrosse Club Coach; Coach for a travel lacrosse program on Long Island, Start date: 03/05/2023, Address: 225 Cambridge Ave Garden City, NY 11530, 5 total hours per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-15
  • S66 Uniform Combined State Law Examination
    2025-10-15

View on SEC IAPD

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