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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

Shelburne, VT • United States

17 Lumber Road Suite 11, Roslyn, NY 11576 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Westbury NY 01/2005 07/2017
Guardian Life Insurance Company Of America Westbury NY 10/2003 07/2017
Framingdale Senior High School Farmingdale NY 09/1994 Present
Guardian Life Insurance Company Roslyn NY 07/2017 Present
Park Avenue Securities Llc Roslyn NY 07/2017 Present
Guardian Life Insurance Company Chittenden VT 06/2024 06/2025
Park Avenue Securities Chittenden VT 06/2024 06/2025
Guardian Life Insurance Company Shelburne VT 06/2025 Present
Park Avenue Securities Shelburne VT 06/2025 Present
  • 01/2005 → 07/2017
    Park Avenue Securities
    Westbury, NY
  • 10/2003 → 07/2017
    Guardian Life Insurance Company Of America
    Westbury, NY
  • 09/1994 → Present
    Framingdale Senior High School
    Farmingdale, NY
  • 07/2017 → Present
    Guardian Life Insurance Company
    Roslyn, NY
  • 07/2017 → Present
    Roslyn, NY
  • 06/2024 → 06/2025
    Guardian Life Insurance Company
    Chittenden, VT
  • 06/2024 → 06/2025
    Park Avenue Securities
    Chittenden, VT
  • 06/2025 → Present
    Guardian Life Insurance Company
    Shelburne, VT
  • 06/2025 → Present
    Park Avenue Securities
    Shelburne, VT
Other Businesses

1. Insurance other than Guardian , Start: 03/01/2012, Address: 17 Lumber Rd; Suite 10 Roslyn, NY 11576, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Rental/vacation property -own a studio/condo in Stowe Mountain Lodge, in Stowe VT, Start: 01/20/2017, Address: 7412 Mountain Rd, Unit #1121; Stowe, VT 05672, 1 non bus hr per month, Investment related, 3. Statera Wealth Solutions, Inc.-DBA, Start: 05/09/2014, Address: 17 Lumber Rd; Suite 10 Roslyn, NY 11576, 10 non bus hrs per month, Investment related, 4. Assurity Life Insurance Company-for a client LTD policy and need to get appointed with that company for this product solution, Start: 06/20/2019, Address: 17 Lumber Rd Roslyn, NY 11576, 1 non bus hr per month, Investment related, 5) Modeling- asked to do a photoshoot for a real estate advertisement with a company called HMC, Start: 05/07/2021, Address: 41 Cherry St Burlington, VT 05401, 2 total hours per month, 0 during securities trading hours, Not investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-06-13
  • S63 Uniform Securities Agent State Law Examination
    2005-06-13

View on SEC IAPD

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