Best Investors Account Sign in

Alan Santisteban

Edward Jones

Newbury Park, CA

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-03
CA RA APPROVED 2024-08-12
  • TX RA
    APPROVED
    Since 2024-12-03
  • CA RA
    APPROVED
    Since 2024-08-12

Branch Locations

3145 Old Conejo Road, Newbury Park, CA 91320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2024 Present
Premier America Credit Union Westlake CA 11/2021 04/2024
Wells Fargo Moorpark CA 07/2017 09/2021
Unemployied Simi Valley CA 10/2021 11/2021
Panda Express Simi Valley CA 01/2016 06/2018
  • 04/2024 → Present
    Edward Jones
    St Louis, MO
  • 11/2021 → 04/2024
    Premier America Credit Union
    Westlake, CA
  • 07/2017 → 09/2021
    Wells Fargo
    Moorpark, CA
  • 10/2021 → 11/2021
    Unemployied
    Simi Valley, CA
  • 01/2016 → 06/2018
    Panda Express
    Simi Valley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-08
  • S66 Uniform Combined State Law Examination
    2024-08-08
Other Names
  • Alan Santisteban
  • Alan Santisteban

View on SEC IAPD

Other Firms

KESTRA ADVISORY SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
CEDARSTONE ADVISORS
MARK SMITH FINANCIAL SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC
CITIGROUP GLOBAL MARKETS INC.

Other Investors

MARK EDWARD RONCORONI
ELAD GAD GOREN
KEVIN MICHAEL TOLSMA
JACK DVIR
STEPHEN RENDEN THOMAS
GREGORY F LAMP
SHAWN JOSEPH CORKERY
Sandra Matson

Other Offices

KESTRA ADVISORY SERVICES, LLC · Newbury Park, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newbury Park, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Thousand Oaks, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Thousand Oaks, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Newbury Park, CA
CEDARSTONE ADVISORS · THOUSAND OAKS, CA
MARK SMITH FINANCIAL SERVICES, INC. · THOUSAND OAKS DRIVE, CA
MARK SMITH FINANCIAL SERVICES, INC. · Thousand Oaks, CA

More in Newbury Park, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor