Mark Edward Roncoroni

Current Employers

Employment History

• 02/2015 → 02/2017
  First Allied Securities, Inc
  San Diego, CA
• 02/2015 → 02/2017
  First Allied Advisory Services,Inc
  Chesterfield, MO
• 02/2017 → 09/2023
  Sagepoint Financial, Inc
  Newbury Park, CA
• 09/2023 → 10/2023
  Osaic Wealth, Inc.
  Newbury Park, CA
• 10/2023 → Present
  Kestra Investment Services, Llc
  Newbury Park, CA
• 10/2023 → Present
  Kestra Advisory Services, Llc
  Newbury Park, CA

Previous Registrations

• 2023-09-01 → 2023-10-06
  Osaic Wealth, Inc.
  Newbury Park, CA
• 2017-02-10 → 2023-09-01
  Osaic Services, Inc.
  Newbury Park, CA
• 2015-02-04 → 2017-02-09
  First Allied Advisory Services, Inc.
  Westlake Village, CA
  San Diego, CA
• 2011-02-18 → 2015-02-09
  Osaic Services, Inc.
  Newbury Park, CA
• 2005-01-19 → 2011-02-28
  Next Financial Group, Inc.
  Camarillo, CA
  Westlake Village, CA
  Westlake Village, CA
• 1999-03-09 → 2005-01-21
  Osaic Fa, Inc.
  Westlake Village, CA

Other Businesses

Business Name: FINANCIAL POINTE POSITION: Self NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 09/26/2023 ADDRESS: Financial Pointe, 3323 Old Conejo RD, Thousand Oaks CA 91320 DESCRIPTION: If clients need/want insurance products Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 5707 Southwest Parkway, Buildind 2 Suite 400, Austin TX 78735 DESCRIPTION: IAR

Exams

• S66 Uniform Combined State Law Examination
  1999-02-24