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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-17
TX RA APPROVED 2025-01-02
  • NY RA
    APPROVED
    Since 2026-07-17
  • TX RA
    APPROVED
    Since 2025-01-02

Branch Locations

2 Crosfield Ave, West Nyack, NY 10994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Old Tappan NJ 05/2014 12/2022
Instacart Shopper (Maplebear) Old Tappan NJ 01/2023 03/2024
Doordash Delivery Service Old Tappan NJ 01/2023 03/2024
Innovation Partners Llc Charlotte NC 04/2024 11/2024
Ip Financial Advisory Services Llc Charlotte NC 06/2024 11/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 11/2024 Present
Us Financial Planners Llc Tappan NJ 06/2024 11/2024
Bank Of America, N.A. Paramus NJ 01/2025 Present
  • 05/2014 → 12/2022
    Unemployed
    Old Tappan, NJ
  • 01/2023 → 03/2024
    Instacart Shopper (Maplebear)
    Old Tappan, NJ
  • 01/2023 → 03/2024
    Doordash Delivery Service
    Old Tappan, NJ
  • 04/2024 → 11/2024
    Innovation Partners Llc
    Charlotte, NC
  • 06/2024 → 11/2024
    Charlotte, NC
  • 11/2024 → Present
    Paramus, NJ
  • 06/2024 → 11/2024
    Us Financial Planners Llc
    Tappan, NJ
  • 01/2025 → Present
    Bank Of America, N.A.
    Paramus, NJ
Previous Registrations
Other Businesses

I* 2114283 Name of the other business Rental Property 1 Whether the business is investment-related No. I am landlord and receive rent payments from my tenants. Address of the other business Old Tappan, NJ 07675, Nature of the other business I am landlord Your position I am landlord Title, or relationship with the other business Landlord Start date of your relationship 01/07/2024 Approximate number of hours/month you devote to the other business 10 hrs. per year Number of hours you devote to the other business during securities trading hours 0 hours, I handle tenants requests on weekends or after 6pm Briefly describe your duties relating to the other business Timely repairs and maintenance of the property and appliances I* 2113293, Name of the other business Rental Property 2 Whether the business is investment-related No. I am landlord and receive rent payments from my tenants. Address of the other business Old Tappan, NJ Nature of the other business I am landlord Your position I am landlord Title, or relationship with the other business Landlord Start date of your relationship 01/07/2024 Approximate number of hours/month you devote to the other business 10 hrs. per year Number of hours you devote to the other business during securities trading hours0 hours, I handle tenants requests on weekends or after 6pm Briefly describe your duties relating to the other business Timely repairs and maintenance of the property and appliances I* 2114284, Name of the other business Sale of generated SRECs Whether the business is investment-related No Address of the other business Old Tappan, NJ Nature of the other business I own solar panels on my roof that generate electricity. As an incentive from the government I can sell my Solar Renewable Energy Credits (SRECs) directly to utilities in exchange for a small fee. I sell STECs through SREC Trade company Your position Solar panels owner Title, or relationship with the other business Solar panels owner Start date of your relationship07/07/2021 Approximate number of hours/month you devote to the other business0h per month Number of hours you devote to the other business during securities trading hours0 hours, I signed up an agreement with SREC Trade 07/07/2021 and they automatically sell my SRECs once they are generated. Briefly describe your duties relating to the other business No duties. I*3163300 Entity Type: For Profit Name of OBA: Mercor Address: San Francisco, California, 94105 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 12/01/2025 Number of Hours: 8, Monthly Number of Hours during trading: 0 Duties: AI training In a free time I plan to ask questions to AI and check their answers. It will be done outside business hours on my free time. This position is flexible and there is no commitment on my side. I am free to select how much time I want spend.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-31
  • S66 Uniform Combined State Law Examination
    2024-05-31

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