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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
NJ RA APPROVED 2018-06-05
TX RA APPROVED_RES 2018-01-18
  • NY RA
    APPROVED
    Since 2021-04-16
  • NJ RA
    APPROVED
    Since 2018-06-05
  • TX RA
    APPROVED_RES
    Since 2018-01-18

Branch Locations

1 Crosfield Ave Ste 300, West Nyack, NY 10994-2229 • United States

Montvale, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Harrison NY 09/2004 03/2020
Ameriprise Financial Services, Llc West Nyack NY 03/2020 Present
Other Businesses

Business Ownership; GREP Holdings LLC; Owner; Financial Advisory practice; 1 Crosfield Ave, Suite 300West Nyack, NY 10994, ,; Investment-Related; 11/15/2018; 60 hours per month; 60 during trading hours. Board of Directors; Bear Brook Village; Board Member; 268 Valley Boulevard, , Wood Ridge, NJ, 7075; Investment-Related; 05/01/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; GREP Holdings, LLC; Owner; Manage advisory business; 1 Crosfield Ave, Suite 300, West Nyack, NY, 10994; Investment-Related; 01/01/2023; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-30
  • S66 Uniform Combined State Law Examination
    2004-12-30

View on SEC IAPD

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