John Herbert Lawler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → 05/2022
  Avantax Investment Services, Inc.
  West Union, OH
• 05/2005 → 05/2022
  Avantax Advisory Services
  West Union, OH
• 04/2014 → 04/2018
  Adams County Building And Loan Co
  West Union, OH
• 04/2018 → Present
  Southern Hills Community Bank
  Leesburg, OH
• 02/2005 → 05/2022
  Avantax Insurance Agency Llc
  West Union, OH
• 01/2005 → Present
  John Lawler Attorney At Law
  West Union, OH
• 01/2005 → Present
  John Lawler Financial Strategies
  West Union, OH
• 05/2022 → Present
  Lpl Financial Llc
  West Union, OH

Previous Registrations

• 2005-06-06 → 2022-05-06
  Avantax Advisory Services
  West Union, OH

Other Businesses

1)05/02/2022 - John Lawler Financial Strategies - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)05/02/2022 - John Lawler Attorney at Law - Licensed Attorney - Inv Rel - West Union, OH - Start: 03/1992 3)05/02/2022- John Lawler - Tax Prep/Accounting/CPA - Inv Rel - West Union, Oh 4)05/02/2022 - Southern Hills Community Bank - For-Profit Board Member - Non-Inv Rel - Leesburg, OH - start: 01/2017 5)05/02/2022 - Notary - State of Ohio - Inv Rel - start: 03/1992 6)05/02/2022 - Real Estate Rental - Inv Rel - West Union, OH - Start: 03/1992

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-14
• S63 Uniform Securities Agent State Law Examination
  2002-10-24