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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-10-16
  • OH RA
    APPROVED
    Since 2020-10-16

Branch Locations

500 East Main Street, West Union, OH 45693 • United States

128 West Main Street, Chillicothe, OH 45601 • United States

10551 Us Route 23 North, Lucasville, OH 45648 • United States

4899 Sr. Route 125, Georgetown, OH 45121 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Chillicothe OH 04/2011 12/2016
U.S. Bancorp Investments, Inc. Lucasville OH 12/2016 10/2020
Fifth Third Bank Chillicothe OH 10/2020 Present
Fifth Third Securities Chillicothe OH 10/2020 Present
  • 04/2011 → 12/2016
    Fifth Third Securities
    Chillicothe, OH
  • 12/2016 → 10/2020
    Lucasville, OH
  • 10/2020 → Present
    Fifth Third Bank
    Chillicothe, OH
  • 10/2020 → Present
    Fifth Third Securities
    Chillicothe, OH
Previous Registrations
  • 2016-12-05 → 2020-10-14
    Washington Court House, OH
    Logan, OH
    Sardinia, OH
    Waverly, OH
    Somerset, OH
    Circleville, OH
    Owensville, OH
    Hillsboro, OH
    Brilliant, OH
    Toronto, OH
    Yorkville, OH
    Cambridge, OH
    Cambridge, OH
    Hopedale, OH
    Sugarcreek, OH
    Smithfield, OH
    Cambridge, OH
    Yorkville, OH
    Cambridge, OH
    Brilliant, OH
    Toronto, OH
    Hopedale, OH
    Sugarcreek, OH
    Smithfield, OH
    Cincinnati, OH
    Lucasville, OH
  • 2011-05-31 → 2016-12-05
    Peebles, OH
    Waverly, OH
    Chillicothe, OH
    Portsmouth, OH
    Wheelersburg, OH
    Lucasville, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-27
S63 Uniform Securities Agent State Law Examination 2004-08-20
  • S66 Uniform Combined State Law Examination
    2011-05-27
  • S63 Uniform Securities Agent State Law Examination
    2004-08-20
Other Names
  • Natalie Rebekah Goines
  • Natalie Barnett

View on SEC IAPD

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