Joseph David Battaglini

Current Employers

Employment History

• 03/1989 → Present
  Battaglini & Company
  Berwyn, PA
• 12/2012 → 01/2023
  Lpl Financial Llc
  Berwyn, PA
• 12/2012 → 01/2023
  Private Advisor Group, Llc
  Berwyn, PA
• 01/2023 → Present
  Kestra Investment Services
  Berwyn, PA
• 01/2023 → Present
  Kestra Advisory Services, Llc
  Berwyn, PA

Previous Registrations

• 2012-12-17 → 2023-01-18
  Private Advisor Group, Llc
  Berwyn, PA
  Morristown, NJ
• 2000-11-06 → 2013-01-04
  Avantax Advisory Services
  Strafford, PA

Other Businesses

BATTAGLINI & CO POSITION: CEO NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/30/1993ADDRESS: 1049 Lancaster Ave, Rear 1st F, Berwyn PA 19312, United States DESCRIPTION: As CEO, I manage the office of other tax and investment professionals and guide them in normal business practices and handling of client engagments. AKCREP, LP POSITION: General Partner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/30/2007 ADDRESS: 1049 Lancaster Ave, Rear 1st F, Berwyn PA 19312, United States DESCRIPTION: Collection of rents Payment of bills Maintaining the property JOSEPH D. BATTAGLINI CPA POSITION: CEO NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/1989 ADDRESS: 1049 Lancaster Ave, Rear 1st F, Berwyn PA 19312, United States DESCRIPTION: Meeting with clients Tax preparation and review IRS Examination representation KESTRA ADVOSORY SERVICES LLC POSITION: Investment Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 65 START DATE: 01/13/2023 ADDRESS: 5707 Southwest Parkway, BLDG2 Suite 400, Austin TX 78735, United States DESCRIPTION: All investment advice for clients

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-10
• S63 Uniform Securities Agent State Law Examination
  1999-06-24

Designations

Other Names

• Joe Battaglini