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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-11-21 |
Branch Locations
8100 Lang Ave Ne Suite 102, Albuquerque, NM 87109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Abuquerque | NM | 04/2016 | 04/2024 |
| Northwestern Mutual Life Insurance Company | Albuquerque | NM | 04/2024 | 06/2025 |
| Northwestern Mutual Investment Services Llc | Albuquerque | NM | 04/2024 | 06/2025 |
| Massmutual Life Insurance Co | Albuquerque | NM | 06/2025 | Present |
| Mml Investors Services, Llc | Albuquerque | NM | 06/2025 | Present |
1) NAME: BNI NETWORKING GROUP INV REL: N ADD: 201 3RD STREET NW, STE. 1400, ALBUQUERQUE, NM 87102 NATURE: NETWORKING GROUP POSITION: MEMBERSHIP COMMITTEE START DATE: 02/28/2026 NO. HR/MO: 6 NO. HR/MO DURING SEC TRADING: 6 DESCRIBE DUTIES: HELP RESOLVE PROBLEMS WITHIN THE GROUP. APPROVE NEW MEMBERS IN THE GROUP. 2) NAME: FUNDAXI INV REL: N ADD: 1703 GOLF COURS RD SE, STE. B, RIO RANCHO NM 87124 NATURE: PRESIDENT OF A LOCAL NETWORKING GROUP POSITION: PRESIDENT START DATE: 02/26/2026 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: RUN MEETING, RECRUITING NEW MEMBERS AND RECEIVE A FEE, PROMOTE NETWORKING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-14 |
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