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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-04
FL RA APPROVED 2024-07-31
  • TX RA
    APPROVED
    Since 2024-10-04
  • FL RA
    APPROVED
    Since 2024-07-31

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 05/2022 Present
Vineyard Vines Sunrise FL 06/2021 12/2021
Tommy Hilfiger Sunrise FL 05/2019 03/2020
Polo Ralph Lauren Sunrise FL 04/2017 04/2019
Unemployed Coral Springs FL 01/2014 04/2017
Full-Time Education Tallahassee FL 12/2021 05/2022
Full-Time Education Coral Springs FL 03/2020 06/2021
Florida State University Tallahassee FL 01/2022 12/2023
Broward College Coconut Creek FL 08/2019 10/2021
Bank Of America, N.A Boca Raton FL 05/2024 Present
  • 05/2022 → Present
    Boca Raton, FL
  • 06/2021 → 12/2021
    Vineyard Vines
    Sunrise, FL
  • 05/2019 → 03/2020
    Tommy Hilfiger
    Sunrise, FL
  • 04/2017 → 04/2019
    Polo Ralph Lauren
    Sunrise, FL
  • 01/2014 → 04/2017
    Unemployed
    Coral Springs, FL
  • 12/2021 → 05/2022
    Full-Time Education
    Tallahassee, FL
  • 03/2020 → 06/2021
    Full-Time Education
    Coral Springs, FL
  • 01/2022 → 12/2023
    Florida State University
    Tallahassee, FL
  • 08/2019 → 10/2021
    Broward College
    Coconut Creek, FL
  • 05/2024 → Present
    Bank Of America, N.A
    Boca Raton, FL
Other Businesses

I*2256277, Entity Type: Entity For Profit, Name of OBA: Polarium LLC , Address: Coral Springs, Florida, 33071, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member","Owner"], Employee State Date: 03/14/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Owner - Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-29
  • S66 Uniform Combined State Law Examination
    2024-07-29
Other Names
  • Diego A Polar

View on SEC IAPD

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