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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-13 |
| NY | RA | APPROVED | 2024-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saratoga Springs | NY | 04/2015 | Present |
| Bank Of America, N.A. | Saratoga Springs | NY | 04/2024 | Present |
I*1581270 Entity Type: For Profit Name of OBA: Self Address:Saratoga Springs, NY Investment Related:No Position, Title, Association:Musician Start Date:01/01/2006 No Hours: 2-3 hours per year No Hours during trading:0 Duties:Very infrequently I perform music at a local restaurant/bar.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-04 |
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