Best Investors Account Sign in

Derrick Sartor

Rbc Capital Markets, LLC

Pueblo, CO

Pueblo West, CO

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-02-06
  • CO RA
    APPROVED
    Since 2025-02-06

Branch Locations

601 North Main St Suite 101, Pueblo, CO 81003-4513 • United States

Pueblo West, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pueblo West Rental Center Pueblo West CO 05/2017 08/2017
Shortys 3 Pueblo West CO 02/2016 05/2017
Student Colorado Springs CO 08/2017 11/2017
Spradley Kia Pueblo CO 11/2017 07/2018
Wagner Equipment Co Pueblo CO 07/2018 05/2024
Student Aurora CO 05/2018 08/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2024 10/2024
Northwestern Mutual Investment Services Llc Pueblo CO 06/2024 10/2024
Rbc Capital Markets, Llc Pueblo CO 10/2024 Present
  • 05/2017 → 08/2017
    Pueblo West Rental Center
    Pueblo West, CO
  • 02/2016 → 05/2017
    Shortys 3
    Pueblo West, CO
  • 08/2017 → 11/2017
    Student
    Colorado Springs, CO
  • 11/2017 → 07/2018
    Spradley Kia
    Pueblo, CO
  • 07/2018 → 05/2024
    Wagner Equipment Co
    Pueblo, CO
  • 05/2018 → 08/2019
    Student
    Aurora, CO
  • 06/2024 → 10/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2024 → 10/2024
    Northwestern Mutual Investment Services Llc
    Pueblo, CO
  • 10/2024 → Present
    Rbc Capital Markets, Llc
    Pueblo, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-06
  • S66 Uniform Combined State Law Examination
    2025-02-06
Other Names
  • Derrick Sartor

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
OSAIC ADVISORY SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MORGAN STANLEY
EDWARD JONES
MATHIES FINANCIAL PARTNERS
GRADIENT ADVISORS, LLC

Other Investors

BONNIE ZUPANCIC
CORINNE GAIL KOEHLER
JANET M FIELDMAN
Kimberly A Cavaliere
PAUL DANIEL FRANCO
Regis Estiven Dahl
JENNELLE RENEE CHORAK
MARIA ARLENE HUGHES

Other Offices

LPL FINANCIAL LLC · PUEBLO, CO
LPL FINANCIAL LLC · PUEBLO, CO
OSAIC ADVISORY SERVICES, LLC · Pueblo, CO
OSAIC ADVISORY SERVICES, LLC · Pueblo, CO
AMERIPRISE FINANCIAL SERVICES, LLC · PUEBLO, CO
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PUEBLO, CO
MORGAN STANLEY · PUEBLO, CO
LPL FINANCIAL LLC · PUEBLO, CO

More in Pueblo, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor